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Current Employers
Spectrum Financial Resources

1661 W. Big Beaver, Troy, MI 48084 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-26
MI RA APPROVED 2010-09-24
  • TX RA
    APPROVED_RES
    Since 2024-03-26
  • MI RA
    APPROVED
    Since 2010-09-24

Branch Locations

1661 W. Big Beaver, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Planners' Financial Services Scottdale AZ 08/2009 Present
Spectrum Financial Resources, Llc Troy MI 06/2006 Present
Spectrum Financial Troy MI 01/2007 Present
Spectrumfr Tax Service Troy MI 01/2016 07/2019
Spectrumfr Tax Service Troy MI 01/2016 07/2019
Daniel Hoban Troy MI 07/2005 Present
Daniel Hoban Troy MI 05/2020 05/2022
  • 08/2009 → Present
    United Planners' Financial Services
    Scottdale, AZ
  • 06/2006 → Present
    Spectrum Financial Resources, Llc
    Troy, MI
  • 01/2007 → Present
    Spectrum Financial
    Troy, MI
  • 01/2016 → 07/2019
    Spectrumfr Tax Service
    Troy, MI
  • 01/2016 → 07/2019
    Spectrumfr Tax Service
    Troy, MI
  • 07/2005 → Present
    Daniel Hoban
    Troy, MI
  • 05/2020 → 05/2022
    Daniel Hoban
    Troy, MI
Other Businesses

1.) DANIEL HOBAN - AGENT - INSURANCE SALES - TROY, MI - SINCE 07/2005 - INVESTMENT RELATED 2.) SPECTRUM FINANCIAL - TAX PREPARER - TAX PREPARATION/ACCOUNTING/BOOKKEEPING/CPA - TROY, MI - SINCE 01/2007 - NOT INVESTMENT RELATED 3.) SPECTRUM FINANCIAL RESOURCES, LLC - PRESIDENT - REGISTERED INVESTMENT ADVISOR - TROY, MI - SINCE 06/1986 - INVESTMENT RELATED 4.) DANIEL HOBAN - SELF - NOTARY PUBLIC - TROY, MI - SINCE 01/2011 - NOT INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-14
S63 Uniform Securities Agent State Law Examination 1983-04-06
  • S66 Uniform Combined State Law Examination
    2010-08-14
  • S63 Uniform Securities Agent State Law Examination
    1983-04-06

View on SEC IAPD

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