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3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-09-23 |
Branch Locations
4350 Glendale-Milford Rd Ste 125, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hollander & Associates Llc | Cincinnati | OH | 10/1976 | Present |
| Ohio National | Cincinnati | OH | 05/1989 | Present |
| Mutual Service Corporation | Cincinnati | OH | 05/1998 | Present |
| Lpl Financial Llc | Cincinnati | OH | 09/2009 | 05/2019 |
| Independent Financial Partners | Cincinnati | OH | 09/2015 | Present |
| Ifp Securities, Llc | Cincinnati | OH | 05/2019 | Present |
(1) 09/29/2009: Hollander & Associates LLC - Investment Related - At Reported Business Location(s) - DBA / at reported business location(s) * start 09/20/15 * 50 hrs/mo during secs trdg hrs. (2) 12/28/2009: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 20% - Agent - broker - health and life insurance - sell group health plans to businesses. (3) University of Cincinnati, Miami University, University of Dayton; Non Profit 501(c)(3); Not investment related; Cincinnati and Dayton OH; Volunteer; Moderator with their continuing education programs, course is Passport to Retirement, material used are FINRA approved each year; Start 3/1/09; 1 hr/mo, 1 hr/mo during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-11-09 |
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