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701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2008-04-25 |
Branch Locations
701 5Th Avenue 74Th Floor, Seattle, WA 98104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Freestone Capital Management Llc | Seattle | WA | 04/2008 | Present |
DE LA GUERRA LLC; SANTA BARBARA, CA;INVESTMENT-RELATED; MANAGING MEMBER; 01/01/2010 START DATE; 20 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES. WILLOW OAKS PARK, LLC; SANTA BARBARA, CA; INVESTMENT-RELATED; MANAGING MEMBER; 06/01/2011 START DATE; 5 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES. OLD RIVER LLC; SANTA BARBARA, CA; INVESTMENT-RELATED BUSINESS; MANAGING MEMBER; 01/01/2005 START DATE; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES. BRIGHTON STREET LLC; SANTA BARBARA, CA; INVESTMENT-RELATED; MANAGING MEMBER; 01/01/2005 START DATE; 5 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES. LA CUMBRE MHP LLC; SANTA BARBARA, CA; INVESTMENT-RELATED; MANAGING MEMBER; 01/01/2013 START DATE; 1 HOUR PER MONTH; 1 HOUR DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES. RAINIER MH PARKS, LLC; SEATTLE, WA; INVESTMENT-RELATED;04/17/2014 START DATE; 5 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES. ANDESITE RIDGE, LLC; SEATTLE, WA; INVESTMENT-RELATED; MANAGING MEMBER; 10/20/2020 START DATE; 2 HOUR PER MONTH; 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES AND ESTATE PLANNING. THRESHOLD, LLC; SEATTLE, WA; INVESTMENT-RELATED; 12/15/2018 START DATE; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS; OVERSEEING THE ACCOUNTING FOR THIS COMPANY. BRIGHTON STREET CAPITAL, LLC; BELLEVUE, WA; INVESTMENT-RELATED; MANAGING MEMBER; 10/07/2022 START DATE; 3 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; OVERSEEING THE MANAGER OF FAMILY OFFICE. CHP MBD, LLC; PASS CHRISTIAN, MS; NOT INVESTMENT-RELATED; BOARD MEMBER; 06/01/2023 START DATE; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS; BOARD MEMBER OF A PORTFOLIO COMPANY FOR FREESTONE ADVANTAGE PARTNERS V.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-03-14 |
| S65 | Uniform Investment Adviser Law Examination | 1993-08-11 |
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