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2501 Galen Drive, Champaign, IL 61821-7005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-07-26 |
| TX | RA | APPROVED_RES | 2006-05-08 |
| IL | RA | APPROVED | 1998-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cozad Asset Management, Inc. | Champaign | IL | 10/1982 | Present |
| M Holdings Securities, Inc. | Portland | OR | 08/2009 | 09/2021 |
(1) MANAGED TAX SERVICES, LLC; 2501 GALEN DRIVE CHAMPAIGN IL 61821; 7/1/98; CPA/ACCOUNTANT; TAX PREPARATION SERVICES; NOT INVESTMENT RELATED; 6 HOURS/MONTH; 2 HOURS/MONTH DURING BUSINESS HOURS; NO ADDITIONAL COMPENSATION RECEIVED. (2) LICENSED INSURANCE PROFESSIONAL; 7/1/98; FIXED INSURANCE PRODUCTS; NOT INVESTMENT RELATED; 1 HOUR/MONTH; 1 HOUR/MONTH DURING BUSINESS HOURS; NO COMPENSATION. (3) CU CHRISTIAN CHURCH; 1612 ENGLISH OAK DRIVE, CHAMPAIGN, IL 61822; 4/24/2017; DIRECTOR; OVERSIGHT AND DIRECTION OF CHURCH; NOT INVESTMENT RELATED; 10-15 HOURS/MONTH, 2-3 DURING BUSINESS HOURS; NO FORM OF COMPENSATION. (4) SERVE CU; 1612 ENGLISH OAK DRIVE; 2/16/2018; DIRECTOR; CHARITABLE RELIGIOUS AND EDUCATIONAL SUPPORTING ORGANIZATION (IRC 509(A)(3)); NOT INVESTMENT RELATED; 1 HOUR/MONTH; 0 BUSINESS HOURS/MONTH; NO COMPENSATION. (5) COZAD ASSET MANAGEMENT, INC. PROFIT SHARING PLAN; 2501 GALEN DRIVE, CHAMPAIGN, IL 61821; 01/2000; TRUSTEE; OVERSEE COZAD RETIREMENT PLAN; INVESTMENT RELATED; 1 HOUR/MONTH; 1 HOUR/MONTH DURING BUSINESS HOURS; NO COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-06-27 |
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