Joseph Santo Marino

Current Employers

Employment History

• 03/1994 → Present
  Northwestern National Life Insurance Com
  Minneapolis, MN
• 04/1997 → Present
  Success Education Consultants
  North Haven, CT
• 01/1999 → Present
  Smms Class
  North Haven, CT
• 08/2002 → Present
  Primary Residential Mortgage
  North Haven, CT
• 09/2014 → 11/2016
  Voya Financial Advisors, Inc.
  North Haven, CT
• 11/2016 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  North Haven, CT
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  North Haven, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  North Haven, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  North Haven, CT

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  North Haven, CT
• 2016-11-29 → 2020-11-06
  Kms Financial Services, Inc.
  North Haven, CT
  Seattle, WA
  Seattle, WA
• 1997-04-01 → 2016-11-07
  Voya Financial Advisors, Inc.
  Avon, CT
  North Haven, CT
  North Haven, CT

Other Businesses

1. INDEPENDENT INSURANCE AGENT -YES;3308 DIXWELL AVENUE NORTH HAVEN CT 06473-1724;SALES OF FIXED INSURANCE;INDEPENDENT INSURANCE AGENT; 3/26/1994;160;160;SALES OF FIXED INSURANCE PRODUCTS 2. 3308 DIXWELL REALTY, LLC POSITION: Manage Property NATURE: Manage Property I own that my Business is located at. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2014 ADDRESS: 3308 Dixwell Ave, North Haven CT 06473 DESCRIPTION: Manage Building of Office location. 3. JOSEPH MARINO TAX PREPARATION POSITION: Tax Preparer NATURE: Basic Tax Preparation for a select number of clients. Totaling approximately 30 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2007 ADDRESS: 3308 Dixwell Ave, North Haven CT 06473 DESCRIPTION: prepare approx 30 basic tax returns for a few clients 4. SUCCESS EDUCATION CONSULTANTS, LLC POSITION: Instructor NATURE: Financial Seminars (haven't done them years and don't have any immediate plans on doing any others) INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 3308 Dixwell Ave, North Haven CT 06473 DESCRIPTION: Seminars related to generic investment education 5. DBA - Success Education Consultants, LLC 6. MARGEN, LLC DBA SUCCESS EDUCATION CONSULTANTS POSITION: Managing Member NATURE: Financial Planning Seminars and Workshops INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2023 ADDRESS: 3308 Dixwell Ave, 3308 Dixwell Avenue, North Haven CT 06473 DESCRIPTION: Providing Compliance Approved Seminars and Workshops 7.JOSEPH MARINO - INSURANCE PRODUCER POSITION: Insurance Agent NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 04/01/2026 ADDRESS: 3308 Dixwell Ave, North Haven CT 06473, United States DESCRIPTION: Sales and Service through use of Ins Product to help Clients with needs.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-06-12
• S65 Uniform Investment Adviser Law Examination
  1997-02-27

Other Names

• Joseph S Marino