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Jon Keith Stucker

Thurston Springer Advisors

Indianapolis, IN

CRD 1094241

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Employer firm

Thurston Springer Advisors CRD 299201

$3.68B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-08-26
  • IN RA
    APPROVED
    Since 2020-08-26

Branch Locations

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Civic Theatre Carmel IN 07/2009 Present
Delta Alpha Of Alpha Tau Omega Bloomington IN 09/1985 Present
Vinculum San Diego CA 12/2007 Present
Thurston Springer Miller Herd & Titak, Inc. Indianapolis IN 06/2016 Present
  • 07/2009 → Present
    Civic Theatre
    Carmel, IN
  • 09/1985 → Present
    Delta Alpha Of Alpha Tau Omega
    Bloomington, IN
  • 12/2007 → Present
    Vinculum
    San Diego, CA
  • 06/2016 → Present
    Thurston Springer Miller Herd & Titak, Inc.
    Indianapolis, IN
Previous Registrations
Other Businesses

(1) 09/1985-Present, Delta Alpha of Alpha Tau Omega, Bloomington, IN, Non-Profit Housing Board, Not invest-related, Director-receiving compensation, assist in the property management of the ATO fraternity at Indiana University, 5 hrs/mo, 1 hrs/week during sec trading; (2)12/2007-Present, Vinculum, San Diego, CA, VOIP Wholesale Long Distance Carrier, Not invest-related, Board Member, 2 hrs/mo, 0 hrs during sec trading; (3)07/2009-Present, Civic Theatre, Carmel, IN, Non-profit, Not invest-related, Finance Committee Member, 2 hrs/mo, 2 hrs/mo during sec trading (4)DBA JKS Investment Group for name recognition.(5)1-25-17 - Present,Parkahead, LLC, Member, Manager, Chief Financial Officer, 4525 E. 82nd St., Indianapolis, IN 46250, non-investment related, mobile event parking app., 5-10 hours per week, mostly during non-business hours. FK Restuarant Group LLC, Owner, CFO, 1-2 hours, per week, not during market hours. Pier 48 Indy, LLC, Owner and CFO, All responsibilities associated with the business, including restaurant operations, banking, credit cards, borrowing, purchasing, payroll, taxes, etc. 5 hours per week during market hours, 25 hours total per month. Strategic Advisor to BubbleUp and ElectraCast; Collaborating on podcasts and short film, performed remotely, 10 hours per month, 4 during market hours. JKS Investment LLC, personal assets holding company. No hours per week or month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-15
S63 Uniform Securities Agent State Law Examination 1983-04-05
  • S65 Uniform Investment Adviser Law Examination
    1994-06-15
  • S63 Uniform Securities Agent State Law Examination
    1983-04-05
Other Names
  • J Keith Stucker
  • Jon K Stucker

View on SEC IAPD

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