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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| WA | RA | APPROVED | 2016-06-01 |
Branch Locations
16300 Christensen Road Suite 205, Seattle, WA 98188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 06/2016 | Present |
1) SELLING FIXED HEALTH INSURANCE, INVESTMENT RELATED. CONDUCTED AT BRANCH LOCATION. 2) OWNER OF DENNIS CLAVIN, LLC. ENTITY CREATED TO FACILITATE OPERATIONS OF SECURITIES, ADVISORY, AND INSURANCE BUSINESSES. INVESTMENT RELATED AND CONDUCTED FROM BRANCH LOCATION.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-04-15 |
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