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Patrick Roger Suprise

LPl Financial LLC

Appleton, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-02-14
  • WI RA
    APPROVED
    Since 2018-02-14

Branch Locations

15 Park Place Ste 100, Appleton, WI 54914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Appleton WI 01/2009 02/2018
Lpl Financial Llc Appleton WI 02/2018 Present
  • 01/2009 → 02/2018
    Invest Financial Corporation
    Appleton, WI
  • 02/2018 → Present
    Lpl Financial Llc
    Appleton, WI
Previous Registrations
  • 2009-01-29 → 2018-02-14
    Invest Financial Corporation
    Appleton, WI
    Appleton, WI
    Appleton, WI
  • 2006-01-11 → 2009-01-30
    Osaic Services, Inc.
    Appleton, WI
Other Businesses

VALLEY FINANCIAL GROUP. NOT INVESTMENT RELATED. PRESIDENT. START 01/27/09. NO TIME INVOLVED. DBA FOR COST SHARING CONVENIENCE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-13
S63 Uniform Securities Agent State Law Examination 1983-10-14
  • S66 Uniform Combined State Law Examination
    2005-10-13
  • S63 Uniform Securities Agent State Law Examination
    1983-10-14
Designations
Other Names
  • Pat Suprise

View on SEC IAPD

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Other Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI
KAMKO FINANCIAL · APPLETON, WI
ASC 401(K) MANAGEMENT · APPLETON, WI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
CREATIVEONE SECURITIES, LLC · Appleton, WI
OSAIC WEALTH, INC. · APPLETON, WI

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