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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-16 |
| UT | RA | APPROVED | 2021-08-16 |
Branch Locations
5255 North Edgewood Drive Suite 275, Provo, UT 84604 • United States
845 Texas Avenue, Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Provo | UT | 10/1982 | 08/2019 |
| Bank Of America, N.A. | Provo | UT | 09/2009 | 08/2019 |
| Morgan Stanley Smith Barney Llc | Provo | UT | 08/2021 | Present |
| The Church Of Jesus Christ Of Latter Day Saints | Carlingford | 08/2019 | 08/2021 | |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2021 | Present |
(1) 458555 - Schatje, LLC / Investment Related / Provo, UT / Personal Holding Company / Manager / Start 01-December-2009 / During business hours: 0 / After business hours: 0 / Personal Holding Company. (2) 465566 - RyGuy, LLC / Investment Related / Provo, UT / Recreation / Manager / Start 25-April-2016 / During business hours: 0 / After business hours: 1 / Manager and Member of an LLC that owns part of some houseboats. (3) 465161- Lima Papa LLC / Investment Related / Provo, UT / Recreation / Manager / Start 31-July-2020 / During business hours: 0 / After business hours: 1 / Manager and Member of an LLC that owns a houseboat. (4) 490702 - Vince Gail, LLC / Investment Related / Provo, UT / Real Estate / Manager / Start 30-December-2021 / During business hours: 0.25 / After business hours: 0.75 / Administrative, Accounting, Bookkeeping, Check Signing, Funds Disbursements, Investment Decisions, Advice, Property Management. (5) 490705 - Thijs Tina, LLC / Investment Related / Provo, UT / Real Estate / Manager / Start 30-December-2021 / During business hours: 0.25 / After business hours: 0.75 / Administrative, Accounting, Bookkeeping, Check Signing, Funds Disbursements, Investment Decisions, Advice, Property Management. (6) 584070 - TPI Properties, Inc / Not Investment Related / Lehi, UT / Real Estate / Board Member / Start 16-February-2024 / During Business Hours: 0.15; After Business Hours: 0.15; Administrative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-11 |
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