Paul Lawrence Fowler

Employer firm

Moors & Cabot, Inc. CRD 594

$3.44B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Washington, DC
• 11/2016 → 02/2019
  Wells Fargo Clearing Services, Llc
  Washington, DC
• 04/2019 → 03/2020
  Moors & Cabot
  Alexandria, VA
• 03/2020 → Present
  Moors & Cabot
  Annapolis, MD

Previous Registrations

• 2016-08-12 → 2019-03-11
  Wells Fargo Clearing Services, Llc
  Washington, DC
• 2009-02-19 → 2016-08-23
  Ubs Financial Services Inc.
  Washington, DC
• 2007-04-02 → 2009-02-13
  Morgan Stanley & Co. Llc
  Washington, DC
• 2006-09-22 → 2007-04-02
  Morgan Stanley Dw Inc.
  Washington, DC
  Washington, DC

Other Businesses

TOURING HONG KONG, INV RELATED, DAVIDSONVILLE, MD, 100% OWNERSHIP, START 4/6/2007, 10 HOURS PER MONTH, ZERO DURING TRADING, FEEDING CARING FOR RACE HORSE. FOAL#1 TBD, INV RELATED, DAVIDSONVILLE, MD, 100% OWNERSHIP, START 2/15/2018, 10 HOURS PER MONTH, ZERO DURING TRADING, FEEDING AND CARING FOR RACE HORSE. INTREPID CITIZEN, INV RELATED, DAVIDSONVILLE, MD, 100% OWNERSHIP, START 9/10/2010, 10 HOURS PER MONTH, ZERO DURING TRADING, FEEDING CARING FOR RACE HORSE. BROKEN BRIDLE, INV RELATED, DAVIDSONVILLE, MD, 100% OWNERSHIP, START 9/15/2013, 10 HOURS PER MONTH, ZERO DURING TRADING, FEEDING CARING FOR RACE HORSE. HONG KONG TOUR, INV RELATED, DAVIDSONVILLE, MD, 100% OWNERSHIP, START 3/10/2008, 10 HOURS PER MONTH, ZERO DURING TRADING, FEEDING CARING FOR RACE HORSE. FOAL#2 TBD, INV RELATED, DAVIDSONVILLE, MD, 100% OWNERSHIP, START 2/25/2018, 10 HOURS PER MONTH, ZERO DURING TRADING, FEEDING AND CARING FOR RACE HORSE.

Exams

• S66 Uniform Combined State Law Examination
  2018-03-13
• S63 Uniform Securities Agent State Law Examination
  1983-02-15

Other Names

• Paul Lawrence (Jr) Fowler