J Joseph Fioroni

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-12-16
TX	RA	APPROVED_RES	2013-11-20
MI	RA	APPROVED	2010-09-27

FL RA
APPROVED

Since 2020-12-16
TX RA
APPROVED_RES

Since 2013-11-20
MI RA
APPROVED

Since 2010-09-27

Branch Locations

3030 Cross Creek Pkwy, Auburn Hills, MI 48326 • United States

Rochester Hills, MI • United States

Glen Arbor, MI • United States

8121 Trillium Circle Ave, Grand Blanc, MI 48439 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Auburn Hills	MI	11/1982	Present
Bank Of America, Na	Auburn Hills	MI	11/2009	Present

11/1982 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Auburn Hills, MI
11/2009 → Present

Bank Of America, Na

Auburn Hills, MI

Other Businesses

I*1726269 Entity Type: N/A Name of OBA: Rental Property 1 Address:Glen Arbor, MI Investment Related:No Position, Title, Association:Sole owner Employee Start Date:02/26/2024 No Hours: 2 Yearly No Hours during trading:0 Duties:N/A

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-10-07
S63	Uniform Securities Agent State Law Examination	1983-03-07

S65 Uniform Investment Adviser Law Examination

1991-10-07
S63 Uniform Securities Agent State Law Examination

1983-03-07

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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