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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-17 |
| MI | RA | APPROVED | 2019-04-12 |
Branch Locations
27 S Squirrel, Ste. 200, Auburn Hills, MI 48326 • United States
Howell, MI • United States
Indian River, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Auburn Hills | MI | 06/2007 | 04/2019 |
| Bank Of America, Na | Auburn Hills | MI | 09/2009 | 04/2019 |
| Raymond James & Associates | Auburn Hills | MI | 04/2019 | Present |
(1)Name of Business: Address: 2159 Sexton, Howell, MI, 48843, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a piece of property in Illinois with my friend Bill Buckingham. I have a joint account open here with our name on it that facilitates all expenses needed for this property. (2)Name of Business: Highpoint Farms LLC Address: 2159 SEXTON RD, HOWELL, MI, 48843-8933, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 12/29/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Formed this LLC with three other NON CLIENTS to purchase a piece of land.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-04 |
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