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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1993-06-16
SD RA APPROVED 1989-11-13
  • TX RA
    APPROVED_RES
    Since 1993-06-16
  • SD RA
    APPROVED
    Since 1989-11-13

Branch Locations

110 S Phillips Ave, Sioux Falls, SD 57104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sioux Falls SD 11/1982 Present
Bank Of America,Na Sioux Falls SD 12/2009 Present
Other Businesses

1)SOUTH DAKOTA HALL OF FAME, CHAMBERLAIN, SD 57325; NONINVESTMENT RELATED; COMMENCE DATE: 03/10/2011; 6 HRS QUARTERLY,NONE DURING TRADING HOURS; DIRECTOR; CHARITABLE OFFICAL HALL OF FAME FOR THE STATE OF SD; BOARD MEMBER, JOB INVOLVES OVERSEEING STAFF, SETTING DIRECTION & SELECTING INDUCTEES INTO THE HALL. I*76492 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DAVID R OLSON INVESTMENT RELATED: N ADDRESS OF BUSINESS: RURAL ROUTE, WOLSEY, SOUTH DAKOTA 57350 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/7/2015 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PURCHASE OF FARM GROUND FOR INVESTMENT PURPOSES. CURRENT INTENTIONS ARE TO RENT THE FARM GROUND. THERE ARE NO BUILDINGS, NO LIVESTOCK. I*109875 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CRAZY HORSE MEMORIAL FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: CRAZY HORSE, SOUTH DAKOTA 57730 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 10/23/2017 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 20 DUTIES: BOARD MEMBER OF THE FOUNDATION-NON PAID. CURRENT ASSIGNMENT IS THE INVESTMENT COMMITTEE. I*135077 For profit or not for profit: For-Profit Organization Name of outside business organization: central farms LLC Investment related: N Address of business: sioux falls, South Dakota 57108 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 12/28/2020 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This LLC may hold exisiting farm land owned by my wife and I. I manage the farm land which involves negotiating a lease every three years and collecting annual rent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-07
S63 Uniform Securities Agent State Law Examination 1983-02-04
  • S65 Uniform Investment Adviser Law Examination
    1993-08-07
  • S63 Uniform Securities Agent State Law Examination
    1983-02-04

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