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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-04-03 |
| TX | RA | APPROVED | 2023-04-03 |
Branch Locations
281 Hartford Turnpike Ste 108, Vernon, CT 06066 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Naitonal Planning Corporation | Glastonbury | CT | 02/2004 | 10/2017 |
| Securities America Inc. | Vernon | CT | 10/2017 | 04/2023 |
| Securities America Advisors | Vernon | CT | 10/2017 | 04/2023 |
| Lpl Financial Llc | Vernon | CT | 04/2023 | Present |
1) 02/17/2023 - Wealth & Income Planning Investment Strategies - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-19 |
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