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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-01 |
| CT | RA | APPROVED | 2023-02-17 |
Branch Locations
475 Talcottville Road, Vernon, CT 06066 • United States
680 Park St, Hartford, CT 06106 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc | Deep River | CT | 05/2016 | 05/2017 |
| Apw Capital, Inc. (Broker Dealer) | Rockaway | NJ | 05/2017 | 04/2018 |
| Aurora Private Wealth, Inc. (Ria) | Rockaway | NJ | 05/2017 | 04/2018 |
| Key Investment Services Llc | Manchester | CT | 04/2018 | 03/2019 |
| Pruco Securities, Llc | South Windsor | CT | 06/2019 | 10/2020 |
| The Prudential Insurance Company Of America | South Windsor | CT | 06/2019 | 10/2020 |
| Unemployed | South Windsor | CT | 03/2019 | 06/2019 |
| Lincoln Heritage Life Insurance Company | Hartford | CT | 10/2020 | 10/2021 |
| Lpl Financial, Llc | Madison | CT | 01/2023 | Present |
| Unemployed | South Windsor | CT | 10/2021 | 01/2023 |
| Financial Resources Group Investment Services | Fort Mill | SC | 01/2023 | 01/2023 |
| Webster Investments | Madison | CT | 01/2023 | Present |
1) 01/18/2023 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment related - At reported business location(s). 2) 01/18/2023 - Oliver Consulting Group, LLC - Business Entity For Tax/Investment Purposes Only - Owner - Windsor, CT 06074 - Noninvestment related - Start date: 07/05/2017. 3) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-16 |
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