George Alan Paxton

Current Employers

Employment History

• 01/1994 → Present
  Monarch Financial Group
  Omaha, NE
• 09/2006 → 10/2017
  Sii Investments
  Papillion, NE
• 10/2017 → 03/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2017 → 03/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2024 → Present
  Osaic Wealth Inc
  Papillion, NE

Previous Registrations

• 2017-10-04 → 2024-04-02
  Cambridge Investment Research Advisors, Inc.
  Papillion, NE
• 2006-09-22 → 2017-10-04
  Sii Investments, Inc.
  Appleton, WI
  Papillion, NE
• 1999-11-23 → 2006-09-26
  Raymond James Financial Services, Inc.
  Nebraska City, NE
  Omaha, NE
  Plattsmouth, NE

Other Businesses

1) Insurance Agent/Sales ; 801 Graham Drive, Papillion, NE 68046 ; 9/1/1994 as Owner ; Yes - investment related ; 10 hrs/wk ; 0 during trading 2) MONARCH FINANCIAL GROUP, INC POSITION: President NATURE: Monarch Financial Group is an S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/13/1998 ADDRESS: 801 Graham Drive, PO Box 460938, Papillion NE 68046, United States DESCRIPTION: Monarch is a tax reporting entity only 3) GAP REAL ESTATE, LLC POSITION: owner NATURE: It is an LLC to hold a single rental house. My daughter lives in and pays rent for the house INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/27/2024 ADDRESS: 801 Graham Drive, PO Box 460938, Papillion NE 68046, United States DESCRIPTION: Yard Work in summer. Oversee any improvements

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-22
• S63 Uniform Securities Agent State Law Examination
  1993-06-25