Rebecca Lauren Clark

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-06-09
CA	RA	APPROVED	2017-02-27

AZ RA
APPROVED

Since 2023-06-09
CA RA
APPROVED

Since 2017-02-27

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc	Scottsdale	AZ	07/2006	01/2017
Salt River Tubing And Recreation	Mesa	AZ	04/2001	Present
Charles Schwab & Co., Inc.	Phoenix	AZ	01/2017	Present
Nau Finance Advisory Council	Flagstaff	AZ	09/2015	Present
The Great Gatsby Llc	Scottsdlae	AZ	05/2016	Present
Schwab Retirement Plan Services, Inc.	Phoenix	AZ	01/2017	01/2019

07/2006 → 01/2017

The Vanguard Group, Inc

Scottsdale, AZ
04/2001 → Present

Salt River Tubing And Recreation

Mesa, AZ
01/2017 → Present

Charles Schwab & Co., Inc.

Phoenix, AZ
09/2015 → Present

Nau Finance Advisory Council

Flagstaff, AZ
05/2016 → Present

The Great Gatsby Llc

Scottsdlae, AZ
01/2017 → 01/2019

Schwab Retirement Plan Services, Inc.

Phoenix, AZ

Previous Registrations

2010-03-22 → 2013-03-27

Vanguard Advisers, Inc.

Scottsdale, AZ

Other Businesses

(1) NAU Finance Advisory Council, start date 09/01/2015, education, Member Flagstaff, AZ As a member of the NAU Finance Advisory Board, I mentor NAU students and help faculty with educational programs such as resume writing and interview skills. Hours per month less than 20, (2) Rental Property, start date 06/01/2016, landlord, Phoenix, AZ, I am a landlord on a condo that is owned by a LLC where I am an owner. Hours per month less than 20 (3) The Great Gatsby LLC, start date 05/01/2016, Joint owner Scottsdale, AZ Real Estate/Property Management, I am a Joint owner of The Great Gatsby LLC. The LLC owns a condo that I act as a landlord for.Hours per month less than 20. (4) RENTAL PROPERTY; 06/01/2016; PHEONIX, ARIZONA; NOT INVESTMENT RELATED; LANDLORD;LESS THAN 20 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS.(5)Start date 03/31/2019 , Patsy Girl LLC Joint Owner, Scottsdale, AZ I am a joint owner of Patsy Girl LLC. The LLC owns a condo that I act as a landlord for.Hours per month less than 20.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-08-18

S63 Uniform Securities Agent State Law Examination

2006-08-18

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Rebecca L Clark

View on SEC IAPD