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Current Employers
Usaa Investment Services Company

9800 Fredericksburg Road, San Antonio, TX 78288-0227 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-08
  • TX RA
    APPROVED
    Since 2018-01-08

Branch Locations

9800 Fredericksburg Road, San Antonio, TX 78288 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. San Antonio TX 10/2009 06/2020
Usaa Financial Planning Services San Antonio TX 10/2009 12/2020
Usaa Investment Services Company San Antonio TX 01/2018 Present
Usaa San Antonio TX 12/2020 Present
  • 10/2009 → 06/2020
    Usaa Financial Advisors, Inc.
    San Antonio, TX
  • 10/2009 → 12/2020
    Usaa Financial Planning Services
    San Antonio, TX
  • 01/2018 → Present
    San Antonio, TX
  • 12/2020 → Present
    Usaa
    San Antonio, TX
Previous Registrations
  • 2009-11-30 → 2018-01-08
    Usaa Financial Planning Services
    San Antonio, TX
  • 2009-05-13 → 2009-10-20
    Riverstone Wealth Management, Inc.
    San Antonio, TX
  • 2008-11-06 → 2009-05-18
    New England Securities
    Boerne, TX
  • 1994-12-06 → 2008-04-30
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-02
S63 Uniform Securities Agent State Law Examination 1986-12-29
  • S65 Uniform Investment Adviser Law Examination
    2001-07-02
  • S63 Uniform Securities Agent State Law Examination
    1986-12-29
Designations
Other Names
  • Dan Fuentes
  • Dan Fuentes

View on SEC IAPD

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