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Charles Larry Bridgers

Stifel, Nicolaus & Company, Incorporated

Greenville, NC

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2006-01-20
  • NC RA
    APPROVED
    Since 2006-01-20

Branch Locations

1330 East Arlington Blvd Suite D, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Greenville NC 01/2006 Present
  • 01/2006 → Present
    Stifel Nicolaus & Co Inc
    Greenville, NC
Previous Registrations
  • 2001-12-31 → 2006-01-20
    Legg Mason Wood Walker, Incorporated
    Greenville, NC
    Washington, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-09
S63 Uniform Securities Agent State Law Examination 1983-01-24
  • S65 Uniform Investment Adviser Law Examination
    1998-09-09
  • S63 Uniform Securities Agent State Law Examination
    1983-01-24

View on SEC IAPD

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