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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-16 |
| MO | RA | APPROVED | 2015-06-22 |
Branch Locations
1401 S. Brentwood Blvd. Suite 300, Brentwood, MO 63144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msec, Llc | Brentwood | MO | 06/2015 | Present |
| Mariner Wealth Advisors | Brentwood | MO | 06/2015 | Present |
| Mariner Wealth Advisors - St. Louis | St. Louis | MO | 06/2015 | 03/2018 |
MSEC, LLC, 1401 SOUTH BRENTWOOD BLVD, SUITE 375, ST. LOUIS, MO 63144; INVESTMENT RELATED; REGISTERED REP; 40 HRS/WK DURING SECURITIES HOURS. MARINER WEALTH ADVISORS, 1401 SOUTH BRENTWOOD BLVD, SUITE 375, ST. LOUIS, MO 63144; INVESTMENT RELATED; PARTNER/SENIOR WEALTH ADVISOR; 40 HRS/WK DURING SECURITIES HOURS. PatTom Ventures LLC; not investment related, St. Louis, MO, Co-Owner / Inventor, start date: 06/15/2017, 3 hours per month, 2 hours during trading hours, work on product development.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-03-03 |
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