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1401 S. Brentwood Blvd. Suite 630, St. Louis, MO 63144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-01-06 |
Branch Locations
1401 S. Brentwood Blvd. Suite 630, St. Louis, MO 63144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mosaic Family Wealth, Llc | Saint Louis | MO | 02/2015 | 12/2021 |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2017 | 01/2020 |
| Mosaic Family Wealth Partners, Llc | St. Louis | MO | 01/2022 | Present |
1. FOUR RENTAL PROPERTIES 524, 526, 528, 530 ALL ON EAST SOUTH 2ND STREET, RED BUD IL AND RUMA IL; CO-OWN WITH SPOUSE; 0 HRS/MONTH; 0 HRS DURING TRADING; 4 UNIT APARTMENT BUILDING RENTED MONTHLY. AT THIS TIME, I AM UNAWARE THAT ANY TENANTS ARE MFWP CLIENTS OR PROSPECTS; 7/2009. 2. MARY KAY; NOT INVESTMENT RELATED; 11299 N PRAIRIE ROAD, RED BUD, IL. 62278; INDEPENDENT BEAUTY CONSULTANT; 3 HOURS OUTSIDE OF TRADING HOURS; RESALE OF BEAUTY PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-11 |
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