Steven Gregory Rotello

Current Employers

Employment History

• 09/2008 → 11/2017
  Ubs Financial Services Inc.
  Denver, CO
• 11/2017 → 12/2021
  Mosaic Family Wealth, Llc
  Greenwood Village, CO
• 11/2017 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Greenwood Village, CO
• 01/2022 → Present
  Mosaic Family Wealth Partners, Llc
  St. Louis, MO

Previous Registrations

• 2017-11-10 → 2022-01-03
  Mosaic Family Wealth, Llc
  Greenwood Village, CO
  St. Louis, MO
• 2008-09-05 → 2017-11-27
  Ubs Financial Services Inc.
  Denver, CO
  Weehawken, NJ
  Denver, CO
  Weehawken, NJ
• 2008-01-01 → 2008-09-19
  Wells Fargo Clearing Services, Llc
  Broomfield, CO
• 2001-04-13 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Broomfield, CO
  Broomfield, CO
  St. Louis, MO

Other Businesses

1) Mr. Rotello is dually-registered with Mosaic Family Wealth, LLC ("MFW") and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Rotello has served as an investment advisor representative for MFW since 11/2017 and a registered representative with PKS since 11/2017. Business is conducted from 6400 S. Fiddler's Green Circle, Suite 1760, Greenwood Village, CO 80111. Approximately 90% of Mr. Rotello's time is for services as an investment advisor representative and the balance as a registered representative. 2. Independent Insurance Agent. Investment Related. 6400 S Fiddler's Green Circle, Suite 1760, Greenwood Village, CO 80111. Insurance. Agent. Start 11/2017. 15 Hrs/Mo; All During Trading Hours. Agent for Insurance. 3. Ambleside School of Colorado Centennial, CO Board Member Since 05/2023 No Compensation 4 hrs per month Not investment related

Exams

• S66 Uniform Combined State Law Examination
  2000-11-02

Designations

Other Names

• Steve G Rotello