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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-11-07 |
| TX | RA | APPROVED | 2017-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Airlines | Fort Worth | TX | 01/2015 | 10/2017 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2015 | 10/2017 |
| Cetera Investment Advisers Llc | Fort Worth | TX | 01/2015 | 10/2017 |
| Oneaz Credit Union | Phoenix | AZ | 10/2017 | Present |
| Lpl Financial Llc | Phoenix | AZ | 11/2017 | Present |
1) 11/01/2017 - OneAZ Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-31 |
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