Mcfaddin Moise

Current Employers

Employment History

• 12/2013 → 12/2016
  Principal Life Insurance Company
  Fort Myers, FL
• 12/2013 → 12/2016
  Princor Financial Services Corporation
  Fort Myers, FL
• 03/2013 → Present
  Moise Advisory Group Inc.
  Fort Myers, FL
• 01/2017 → 12/2023
  Calton & Associates, Inc.
  Cape Coral, FL
• 12/2023 → Present
  Lpl Financial Llc
  Cape Coral, FL
• 12/2023 → Present
  Gateway Wealth Partners, Llc
  Cape Coral, FL

Previous Registrations

• 2017-03-01 → 2023-12-26
  Calton & Associates, Inc.
  Cape Coral, FL
  Cape Coral, FL
  Tampa, FL
• 2014-01-16 → 2016-12-09
  Principal Securities, Inc.
  Fort Myers, FL
  Tampa, FL
  Cape Coral, FL
• 2011-12-02 → 2013-12-16
  Securian Financial Services, Inc.
  Fort Myers, FL
• 2007-01-08 → 2009-07-08
  First Allied Advisory Services, Inc.
  Ft. Myers, FL
  Ft Myers, FL
• 2006-05-12 → 2007-01-01
  Ffp Advisory Services Inc
  Ft. Myers, FL
  Chesterfield, MO
• 1987-04-03 → 2006-05-16
  Ameriprise Financial Services, Llc
  Naples, FL
  Naples, FL

Other Businesses

1)11/29/2023 - Gateway Financial Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 60 Hr/Mth 2)11/29/2023 - Non-Variable Insurance - Inv Rel - Ft.Myers, FL - Start: 01/2019 - 20 Hr/Mth 3)11/29/2023 - Bud krater and Associates Inc - Outside/1099 Employment - Non-Inv Rel - Cape Coral, FL - Start: 01/2018 - 25 Hr/Mth 4)11/29/2023 - McFaddin Moise Jr Licensed Tax Preparer - Tax Prep/Accounting/Business Consulting for taxes - Inv Rel - At Reported Business Location(s) - Start: 01/2019 - 160 Hr/Mth 5)11/29/2023 - Moise Advisory Group Inc - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 11/2013 - 10 Hr/Mth 6)11/29/2023 - LPL Financial, LLC - Registered Representative of a Broker Dealer - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 160 Hr/Mth 7)12/27/2023 - Gateway Wealth Partners LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 11/30/2023 - 60 Hrs/Mo; 20 Hrs During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2011-11-14
• S63 Uniform Securities Agent State Law Examination
  1988-05-09

Designations

Other Names

• Mcfaddin (Jr) Moise
• Mac Moise