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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-20
PA RA APPROVED 2012-01-05
  • TX RA
    APPROVED_RES
    Since 2024-11-20
  • PA RA
    APPROVED
    Since 2012-01-05

Branch Locations

3949 South Atherton Street, State College, PA 16801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc State College PA 08/1991 Present
Massmutual Life Insurance Co State College PA 07/1991 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-02-11
  • S63 Uniform Securities Agent State Law Examination
    1983-02-11

View on SEC IAPD

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