Robert Henry Pfahl

Employer firm

Vicus Capital, Inc. CRD 116021

$2.99B regulatory AUM 316 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 05/2017
  The Hartman Group
  State College, PA
• 03/2012 → 05/2017
  Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
  State College, PA
• 09/2013 → 05/2017
  Cetera Advisor Networks Llc
  El Segundo, CA
• 05/2017 → 06/2019
  Usi Consulting Group
  Glastonbury, CT
• 05/2017 → 06/2019
  Usi Securities
  Glastonbury, CT
• 05/2017 → 06/2019
  Usi Advisors
  Glastonbury, CT
• 06/2019 → 07/2019
  Unemployed
  State College, PA
• 08/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2019 → Present
  Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
  State College, PA
• 05/2021 → 04/2024
  Robert Pfahl
  State College, PA
• 04/2024 → Present
  Acorn Retirement Advisors, Llc
  State College, PA

Previous Registrations

• 2017-05-19 → 2019-06-28
  Usi Advisors
  Glastonbury, CT
  Glastonbury, CT
  State College, PA
• 2012-03-23 → 2017-05-19
  Vicus Capital, Inc.
  State College, PA

Other Businesses

(1) NAME OF OTHER BUSINESS: VICUS CAPITAL INC- CRD#116021 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE / OSJ MANAGER START DATE: 05 / 2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT, 3RD PARTY MONEY MANAGER (2) NAME OF OTHER BUSINESS: PARTNERS FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROVIDE COMPLIANCE SUPPORT TO CHIEF COMPLIANCE OFFICER POSITION/TITLE/RELATIONSHIP: COMPLIANCE ASSOCIATE START DATE: 8/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: COMPLIANCE ASSOCIATE (3) NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: ESTATE UPON DEATH, POSITION/TITLE/RELATIONSHIP: EXECUTOR START DATE: 7/19 APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR A WEEK APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 HOUR A WEEK BRIEF DESCRIPTION OF DUTIES: EXECUTOR FOR MOTHER IN-LAW; (4) NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: ESTATE UPON DEATH, POSITION/TITLE/RELATIONSHIP: EXECUTOR START DATE: 7/19 APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR A WEEK APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 HOUR A WEEK BRIEF DESCRIPTION OF DUTIES: EXECUTOR OF SISTER IN-LAW'S ESTATE; (5) NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: CO-TRUSTEE, POSITION/TITLE/RELATIONSHIP: CO-TRUSTEE START DATE: 7/19 APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR A WEEK APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 HOUR A WEEK BRIEF DESCRIPTION OF DUTIES: CO-TRUSTEE OF MOTHER IN-LAW'S SPECIAL NEEDS TRUST; (6) NAME OF OTHER BUSINESS: ACORN RETIREMENT ADVISORS, LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 04/2024 ; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 3 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/2022; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, AND FIXED ANNUITIES; 8) NAME OF OTHER BUSINESS: CENTRE REGION ESTATE PLANNING COUNCIL; INVESTMENT RELATED: NO; ADDRESS: 210 W HAMILTON AVE, STE 314, STATE COLLEGE, PA 16801; NATURE OF BUSINESS: BOARD; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER - NETWORKING AND EDUCATION ORGANIZATION FOR ESTATE PLANNING PROFESSIONALS;

Exams

• S66 Uniform Combined State Law Examination
  2012-03-15
• S63 Uniform Securities Agent State Law Examination
  1995-11-30

Designations

• Certified Financial Planner