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David L Rosenblatt

Vicus Capital, Inc.

State College, PA

CRD 5837890

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Employer firm

Vicus Capital, Inc. CRD 116021

$2.99B regulatory AUM 316 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Vicus Capital, Inc.

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-07-14
  • PA RA
    APPROVED
    Since 2015-07-14

Branch Locations

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vicus Capital, Inc. State College PA 07/2015 03/2017
Vicus Capital State College PA 03/2017 Present
  • 07/2015 → 03/2017
    State College, PA
  • 03/2017 → Present
    Vicus Capital
    State College, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-09
  • S65 Uniform Investment Adviser Law Examination
    2015-07-09

View on SEC IAPD

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