Inactive

David L Rosenblatt

Vicus Capital, Inc.

State College, PA

Claim This Profile

Current Employers

Vicus Capital, Inc.

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2015-07-14

PA RA
APPROVED

Since 2015-07-14

Branch Locations

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Vicus Capital, Inc.	State College	PA	07/2015	03/2017
Vicus Capital	State College	PA	03/2017	Present

07/2015 → 03/2017

Vicus Capital, Inc.

State College, PA
03/2017 → Present

Vicus Capital

State College, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-07-09

S65 Uniform Investment Adviser Law Examination

2015-07-09

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NESTLERODE & LOY, INC.

ABUNDANCE WEALTH COUNSELORS, LLC

PFS INVESTMENTS INC.

HORNOR, TOWNSEND & KENT, LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

Other Investors

Jeffrey Malcolm Weatherford

DOREEN LEONA KOLENO

BENJAMIN WESTPHAL PAYNE

ROBERT HENRY PFAHL

ROBERT JOHN HINSON

JENNIFER A NEWMAN

JEFFERY JOSEPH CLOSZ

Other Offices

VICUS CAPITAL, INC. · STATE COLLEGE, PA

VICUS CAPITAL, INC. · State College, PA

VICUS CAPITAL, INC. · State College, PA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STATE COLLEGE, PA

NESTLERODE & LOY, INC. · STATE COLLEGE, PA

NESTLERODE & LOY, INC. · STATE COLLEGE, PA

ABUNDANCE WEALTH COUNSELORS, LLC · STATE COLLEGE, PA

EDWARD JONES · STATE COLLEGE, PA

More in State College, PA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor