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Calton & Associates, Inc. CRD 20999
$1.58B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-12-09 |
Branch Locations
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | Tampa | FL | 12/1987 | Present |
No. 1) Name of Business: Tropical Realty. Non-Investment Related. Address: 301 Woodlands Parkway Suite 1, Oldsmar, FL 34677. Nature of Business: Referrals. Position/Title/Relationship: Agent. Start Date: 11/2013. Hours per month: 1. Hours per month during Securities trading hours: 1%. Duties/Responsibilities: Refer Prospects.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-21 |
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