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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-22 |
| TX | RA | APPROVED_RES | 1994-08-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayne | PA | 10/1982 | Present |
| Bank Of America, N.A. | Exton | PA | 07/2011 | Present |
I*41641 FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: D. SCOTT INVESTMENT RELATED: NO ADDRESS OF BUSINESS: WEST GROVE, PENNSYLVANIA 19390 NATURE OF BUSINESS: FAMILY BUSINESS POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 1/1/2003 NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENT 20 ACRES OF LAND TO A LOCAL FARMER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-07 |
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