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Thomas Wayne Young

Pl Wealth Advisors, LLC

Salt Lake City, UT

Beaver, PA

CRD 1085521

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Employer firm

Pl Wealth Advisors, LLC CRD 170887

$1.39M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Pl Wealth Advisors, Llc

650 South 500 West Suite 128, Salt Lake City, UT 84101 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-01-20
  • PA RA
    APPROVED
    Since 2022-01-20

Branch Locations

650 South 500 West Suite 128, Salt Lake City, UT 84101 • United States

198 Wilson Avenue, Beaver, PA 15009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Consultants, Inc. Beaver PA 09/1999 Present
T & T Young Distributions Beaver PA 07/1992 Present
Public Speaking Beaver PA 01/2000 Present
Educational Ce Training For Licensed Insurance Agents Beaver PA 01/2006 Present
Madison Avenue Securities, Inc. Beaver PA 01/2013 11/2018
Prosperity Economics Partners, Llc Chicago IL 11/2018 06/2021
Pl Wealth Advisors, Llc Salt Lake City UT 01/2022 Present
  • 09/1999 → Present
    1St Consultants, Inc.
    Beaver, PA
  • 07/1992 → Present
    T & T Young Distributions
    Beaver, PA
  • 01/2000 → Present
    Public Speaking
    Beaver, PA
  • 01/2006 → Present
    Educational Ce Training For Licensed Insurance Agents
    Beaver, PA
  • 01/2013 → 11/2018
    Madison Avenue Securities, Inc.
    Beaver, PA
  • 11/2018 → 06/2021
    Prosperity Economics Partners, Llc
    Chicago, IL
  • 01/2022 → Present
    Salt Lake City, UT
Previous Registrations
  • 2018-11-02 → 2021-02-11
    Prosperity Economics Partners, Llc
    Beaver, PA
  • 2013-01-04 → 2018-11-01
    San Diego, CA
    Beaver, PA
  • 2003-11-19 → 2012-12-31
    Ameritas Investment Company, Llc
    Beaver, PA
    Pittsburgh, PA
    Lincoln, NE
    Beaver Falls, PA
Other Businesses

* 1ST CONSULTANTS INC; BEAVER, PA; INV REL; NATURE=LICENSED AS AN IND INS AGT TO SELL FIXED INS PRODUCTS; START DATE=09/1999; 90% OF TIME. * PUBLIC SPEAKING; SAME AS BRANCH; NON-INV REL; SPEAKER; MOTIVATION, SPIRITUAL, FINANCIAL EDUCATION (NON-SECURITIES); START DATE=01/2000; TIME SPENT LESS THAN 1%; SPEAKING TO AUDIENCE. * EDUCATIONAL CE TRAINING FOR LICENSED INSURANCE AGENTS; SAME AS BRANCH; NON-INV REL; TEACH CLASS; START DATE=01/2006; 2% OF TIME; SPEAKER. * YOUNG ENTERPRENEURS OF TOMORROW; SAME AS BRANCH; NON-INV REL; DIRECTOR NON-PROFIT 501C; FINANCIAL EDUCATION TO HIGH SCHOOLS AND COLLEGES; START DATE: 02/2007; 5% OF TIME. * T&T YOUNG DISTRIBUTIONS; SAME AS RESIDENCE; NON-INV REL; MARKET PERSONAL PRODUCTS OVER INTERNET; OWNER WITH SPOUSE; START DATE=7/1992; TIME SPENT LESS THAN 1%. NAME: RIVER COMMUNITIES FIDUCIARY SERVICES, INC; INV RELATED:NO; ADDRESS:396 4th STREET BEAVER, PA 15009; NATURE:NON-PROFIT FOCUSING ON PLANNING FOR SPECIAL NEEDS INDIVIDUALS+FAMILIES PROVIDING GUARDIANSHIP AND CORPORATE TRUSTEES; POSITION:VICE CHAIRMAN OF THE BOARD; START DATE:10/2016; HOURS/MONTH:5-10; TRADING HOURS/MONTH:2-6; DUTIES: OVERVIEW OPERATIONS. NAME:TRUSTEE OF 3 IRREVOCABLE SPECIAL NEEDS TRUSTS; INV RELATED:NO; ADDRESS:; NATURE:TRUSTEE; POSITION:TRUSTEE:CHILDREN OF CLIENT KILLED IN AUTO ACCIDENT; START DATE:12/19/2017; HOURS/MONTH:8; TRADING HOURS/MONTH:8; DUTIES:MAKE MONEY, PAY APPROPRIATE BILL APPROVED BY ATTORNEY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-17
S63 Uniform Securities Agent State Law Examination 1985-08-02
  • S66 Uniform Combined State Law Examination
    2003-10-17
  • S63 Uniform Securities Agent State Law Examination
    1985-08-02
Designations
  • Chartered Financial Consultant
Other Names
  • Tom Young

View on SEC IAPD

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