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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-03 |
| DC | RA | APPROVED | 2013-01-02 |
Branch Locations
1801 K Street Nw Suite 750, Washington, DC 20006 • United States
Washington, DC • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer &Co. Inc. | Washington | DC | 11/2012 | Present |
1. I AND MY SISTER ARE CO-TRUSTEES OF THE [REDACTED] TRUST ESTABLISHED BY MY MOTHER TO ASSIST IN THE CARE AND FINANCIAL SUPPORT FOR OUR [REDACTED] BROTHER.05/2014, FIVE HRS PER WEEK. 2. I AM A 1% (ONE-PERCENT) BENEFICIARY IN THE FRED SINGER TRUST
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-17 |
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