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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Companies | Paradise | CA | 10/1996 | 11/2024 |
| Securities America, Inc. | Chico | CA | 01/2009 | 06/2024 |
| Securities America Advisors, Inc. | Chico | CA | 01/2009 | 06/2024 |
| Osaic Wealth, Inc. | Chico | CA | 06/2024 | 11/2024 |
| Osaic Wealth, Inc. | Chico | CA | 06/2024 | 11/2024 |
| Lpl Financial Llc | Chico | CA | 11/2024 | Present |
1- 10/2024 / Robert B. Anderson and Julie S. Anderson Revocable Living Trust / Farm / Not Investment Related / 1 hr mth / 1 hr during trading / Chico CA / Start date: 05/01/2000 2- 10/2024 / Robert B Anderson, CFP / Non-Variable Insurance / Investment Related / Chico, CA / Start date: 9/20/1983 3- 10/2024 / PROSPERITY INVESTMENT OFFICES, LLC / Real Estate Rental / Investment Related / 5 hrs mth / 5 hrs during trading / Chico, CA / 8/20/2021 4- 10/2024 / PROSPERITY INVESTMENT MANAGEMENT INC / DBA for LPL Business (entity for LPL business) / Investment Related / 40 hrs mth / 40 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-30 |
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