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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-11 |
| CA | RA | APPROVED | 2012-04-26 |
Branch Locations
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Beverly Hills | CA | 04/2012 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
*561387 - Publishing; Investment related: No; Westlake Village, California; Publishing; Author (proprietor, partner, officer, director, employee, trustee, agent); 07/2023; During business hours: 0; After business hours: 3; Author
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-27 |
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