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Casey Sanford Harrah

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oklahoma City, OK

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 1990-01-05
TX RA APPROVED_RES 1984-03-23
  • OK RA
    APPROVED
    Since 1990-01-05
  • TX RA
    APPROVED_RES
    Since 1984-03-23

Branch Locations

4811 Gaillardia Pkwy, Oklahoma City, OK 73142 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 04/1983 Present
Bank Of America, Na Oklahoma City OK 01/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-06
S63 Uniform Securities Agent State Law Examination 1984-03-21
  • S65 Uniform Investment Adviser Law Examination
    2007-11-06
  • S63 Uniform Securities Agent State Law Examination
    1984-03-21

View on SEC IAPD

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