Samuel Edward Hawtree

Current Employers

Hawtree Advisory Group, Llc

6069 E. Grant Road, Tucson, AZ 85712-2318 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2003-05-12

AZ RA
APPROVED

Since 2003-05-12

Branch Locations

6069 E. Grant Road, Tucson, AZ 85712 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hawtree Financial Services	Tucson	AZ	12/1981	Present
Hawtree Advisory Group, Llc	Tucson	AZ	11/2002	Present
Ceros Financial Services, Inc.	South Boston	MA	08/2009	12/2016

12/1981 → Present

Hawtree Financial Services

Tucson, AZ
11/2002 → Present

Hawtree Advisory Group, Llc

Tucson, AZ
08/2009 → 12/2016

Ceros Financial Services, Inc.

South Boston, MA

Other Businesses

HAWTREE ADVISORY GROUP; RIA; START DATE 2004 ; DISCRETIONARY MANAGEMENT OF CLIENT ASSETS; AGENT/REP AND OWNER; 200 HOURS PER MONTH; 40 HOURS PER WEEK DURING TRADING; INVESTMENT RELATED.--- HAWTREE FINANCIAL SERVICES; INSURANCE SALES; AGENT/REP; 1 HOUR PER MONTH; 0 HRS DURING TRADING; INVESTMENT RELATED;NOTARY PUBLIC; START DATE 1995; AGENT/REP; LESS THAN 1 HR PER MONTH/0 HRS DURING TRADING; NOT INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-03-11

S63 Uniform Securities Agent State Law Examination

1983-03-11

Designations

View on SEC IAPD

Current Employers

Hawtree Advisory Group, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews