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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-19
OH RA APPROVED 2013-06-26
NJ RA APPROVED 2013-06-14
CA RA APPROVED 2013-06-10
DE RA APPROVED 2013-05-17
  • TX RA
    APPROVED_RES
    Since 2013-08-19
  • OH RA
    APPROVED
    Since 2013-06-26
  • NJ RA
    APPROVED
    Since 2013-06-14
  • CA RA
    APPROVED
    Since 2013-06-10
  • DE RA
    APPROVED
    Since 2013-05-17

Branch Locations

20 Montchanin Road Suite 120, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Greenville DE 05/2013 Present
Previous Registrations
  • 2009-06-01 → 2013-06-13
    Greenville, DE
    Greenville, DE
  • 2006-02-21 → 2009-06-01
    Greenville, DE
    New York, NY
    Greenville, DE
  • 2003-12-04 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Greenville, DE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-03
S63 Uniform Securities Agent State Law Examination 1983-07-28
  • S66 Uniform Combined State Law Examination
    2003-12-03
  • S63 Uniform Securities Agent State Law Examination
    1983-07-28

View on SEC IAPD

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