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Louis John Foran

Rbc Capital Markets, LLC

Columbia, MD

Ellicott City, MD

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2019-01-16
TX RA APPROVED_RES 2010-02-19
MD RA APPROVED 2009-04-16
  • VI RA
    APPROVED
    Since 2019-01-16
  • TX RA
    APPROVED_RES
    Since 2010-02-19
  • MD RA
    APPROVED
    Since 2009-04-16

Branch Locations

10500 Little Patuxent Parkway Suite 350, Columbia, MD 21044-3520 • United States

Ellicott City, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Columbia MD 04/2009 Present
City National Bank Columbia MD 02/2017 Present
Previous Registrations
  • 2006-02-21 → 2009-05-05
    Citigroup Global Markets Inc.
    Columbia, MD
    Columbia, MD
    Columbia, MD
  • 2003-05-28 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Columbia, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-11
S63 Uniform Securities Agent State Law Examination 1983-11-16
  • S65 Uniform Investment Adviser Law Examination
    1992-11-11
  • S63 Uniform Securities Agent State Law Examination
    1983-11-16
Other Names
  • Louis F Foran

View on SEC IAPD

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