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Halli Ann Bradice Tschannen

Rbc Capital Markets, LLC

Stuart, FL

Sewalls Point, FL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-03
TX RA APPROVED 2024-05-02
  • FL RA
    APPROVED
    Since 2024-05-03
  • TX RA
    APPROVED
    Since 2024-05-02

Branch Locations

789 Sw Federal Hwy Ste 102, Stuart, FL 34994 • United States

Sewalls Point, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Stuart FL 09/1999 05/2024
Rbc Capital Markets, Llc Stuart FL 05/2024 Present
  • 09/1999 → 05/2024
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Stuart, FL
  • 05/2024 → Present
    Rbc Capital Markets, Llc
    Stuart, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-16
S63 Uniform Securities Agent State Law Examination 1996-08-08
  • S66 Uniform Combined State Law Examination
    2005-06-16
  • S63 Uniform Securities Agent State Law Examination
    1996-08-08
Other Names
  • Halli Ann Bradici
  • Halli Ann Bradice

View on SEC IAPD

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Other Offices

DUNN CAPITAL MANAGEMENT · STUART, FL
RAYMOND JAMES & ASSOCIATES, INC. · STUART, FL
JANNEY MONTGOMERY SCOTT LLC · STUART, FL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · STUART, FL
DAYMARK WEALTH PARTNERS, LLC · STUART, FL
SPECTRA INVESTMENT MANAGEMENT, LLC · STUART, FL
FOGEL CAPITAL MANAGEMENT INC · STUART, FL
INTEGRITT WEALTH MANAGEMENT, LLC · STUART, FL

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