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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-29 |
| MI | RA | APPROVED | 2011-06-16 |
Branch Locations
880 W Long Lake Rd Ste 100, Troy, MI 48098 • United States
Marine City, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Troy | MI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Troy | MI | 11/2016 | Present |
POWER OF ATTORNEY FOR SPOUSE; INV. RELATED; MI; START DATE 11/7/2017; 0 HRS PER MONTH; 0 HRS DURING TRADING.; STAND BY GUARDIAN FOR BROTHER, INV RELATED, START: 7/22/2022, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-20 |
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