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Account
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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2019-04-12 |
Branch Locations
565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc | White Plains | NY | 07/2006 | 03/2017 |
| Massmutual Life Insurance Co | Elmsford | NY | 07/2016 | Present |
| Mml Investors Services, Llc | Elmsford | NY | 03/2017 | Present |
(1)Name: Thomas Gwin Inv rel: Y Add: Residential Address Nature: Outside Insurance Sales Position: Agent Start date: 5/2007 No hrs/mo: 1 No hrs/mo dur sec trading: 0 Describe duties: Selling Life/Accident/Health, Disability, Long-Term Care, & Fixed Annuities. (2)Name: Thomas Gwin Inv rel: N Add: Residential Address Nature: Fashion Model and Actor Position: Fashion Model and Actor with Soul Artist Management Start date: 1/1/2016 No hrs/mo: < 8 No hrs/mo dur sec trading: < 8 Describe duties: Fashion catalog and advertising modeling. Commercial, T.V. and film actor.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-09-15 |
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