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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2016-05-20 |
| TX | RA | APPROVED_RES | 2016-05-20 |
Branch Locations
401 Hackensack Ave Ste 901, Hackensack, NJ 07601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Paramus | NJ | 05/2016 | Present |
BLUE HORSESHOE HOLDINGS; INVESTMENT RELATED; HACKENSACK,NJ; 100% OWNERSHIP; START DATE 11/21/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. BLUE HORSESHOE HOLDINGS 401K; INVESTMENT RELATED; HACKENSACK,NJ; TRUSTEE; FINET PRACTICE; START DATE 11/2016; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-27 |
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