Best Investors
Account
Sign in
Best Investors
Account
Sign in
4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-12-15 |
Branch Locations
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
8751 E Hampden Ave Suite A4, Denver, CO 80231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American National Insurance Co | Denver | CO | 03/1981 | 12/2022 |
| Securities Management & Research, Inc. | Denver | CO | 11/1982 | 12/2022 |
| Integrity Alliance, Llc | Denver | CO | 12/2022 | Present |
1) Huff and Associates Inc; not investment related; 8751 E Hampden Ave A4, Denver, CO 80231; P&C, Life insurance and annuity sales; CEO; 12/01/2003; 4 hour per month; 3 hours during security hours; Supervision of staff, reviews with clients 2) H & R Wealth Management; Investment related; 8751 E Hampden Ave, Suite A4, Denver, CO 80231; DBA for securities; CEO; 03/01/1982; 120 hours per month; 100 hours during security hours; Financial Planning, Wealth Management, client reviews 3) Fourth Avenue Gospel Hall Inc./South Kalamath Gospel Hall; not investment related; 4690 S. Kalamath Street Englewood, CO 80110; Religious; Board Member; 12/06/1983; 1 hour per month; 0 hours during securities trading hours; Building issue decisions and budgeting.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-21 |
Reach out to this advisor