Stephen Lawrence Huff

Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1981 → 12/2022
  American National Insurance Co
  Denver, CO
• 11/1982 → 12/2022
  Securities Management & Research, Inc.
  Denver, CO
• 12/2022 → Present
  Integrity Alliance, Llc
  Denver, CO

Previous Registrations

• 2022-04-12 → 2022-12-15
  Bfc Planning, Inc.
  Cedar Rapids, IA
  Denver, CO

Other Businesses

1) Huff and Associates Inc; not investment related; 8751 E Hampden Ave A4, Denver, CO 80231; P&C, Life insurance and annuity sales; CEO; 12/01/2003; 4 hour per month; 3 hours during security hours; Supervision of staff, reviews with clients 2) H & R Wealth Management; Investment related; 8751 E Hampden Ave, Suite A4, Denver, CO 80231; DBA for securities; CEO; 03/01/1982; 120 hours per month; 100 hours during security hours; Financial Planning, Wealth Management, client reviews 3) Fourth Avenue Gospel Hall Inc./South Kalamath Gospel Hall; not investment related; 4690 S. Kalamath Street Englewood, CO 80110; Religious; Board Member; 12/06/1983; 1 hour per month; 0 hours during securities trading hours; Building issue decisions and budgeting.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-12
• S63 Uniform Securities Agent State Law Examination
  2012-05-21