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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-07-03 |
Branch Locations
59 Beacon Bay Ste. 200, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Newport Beach | CA | 03/2015 | Present |
1. GARY ROBERTSON POSITION: Registered rep NATURE: Registered rep doing indurance, LTC business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/07/1992 ADDRESS: 1321 Oxford ln., Newport Beach CA 92660, United States DESCRIPTION: Insurance and LTC business 2. DAYZ MARINELLC POSITION: Principal NATURE: Holding entity for boat INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2016 ADDRESS: 1321 oxford Ln, Newport Beach CA 92660, United States DESCRIPTION: LLC that simply owns our boat 3. NWF ADVISORY SERVICES POSITION: SR VP Investments NATURE: Investment Advisory Rep INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 04/15/2015 ADDRESS: 1321 Oxford ln., Newport Beach CA 92660, United States DESCRIPTION: Investment Advisory, Portfolio Management 4. ARTISANCAP DBA POSITION: financial professional NATURE: Artisancap is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/20/2025 ADDRESS: 21 Summit Ridge, MALAKOFF TX 75148, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisancap
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-04 |
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