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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-27 |
| MS | RA | APPROVED | 2022-09-14 |
| TX | RA | APPROVED_RES | 1993-04-30 |
| AL | RA | APPROVED | 1992-01-07 |
Branch Locations
569 Brookwood Vlg, Birmingham, AL 35209 • United States
Sapphire, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 09/1982 | Present |
| Bank Of America, N.A. | Birmingham | AL | 04/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-04 |
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