Richard R Davis

Current Employers

Employment History

• 10/2012 → 04/2019
  Vp Distributors Llc
  Hartford, CT
• 03/2021 → 11/2021
  Transamerica Financial Advisors, Inc
  Braintree, MA
• 12/2020 → 04/2022
  World Financial Group, Inc.
  Braintree, MA
• 06/2020 → 05/2023
  Julex Capital, Llc
  Wellesley, MA
• 06/2019 → 06/2020
  Trident Os
  Wellesley, MA
• 03/2023 → 01/2025
  Northwestern Mutual Investment Services Llc
  New York, NY
• 03/2025 → 03/2025
  Nylife Securities Llc
  New York, NY
• 06/2026 → Present
  Lpl Enterprise Llc
  Warwick, RI
• 09/2009 → 05/2019
  Rampart Investment Management
  Boston, MA
• 04/2025 → 10/2025
  Unemployed
  North Chatham, MA
• 11/2025 → Present
  Mercor
  North Chatham, MA

Previous Registrations

• 2023-07-11 → 2025-01-15
  Northwestern Mutual Investment Services, Llc
  New York, NY
  North Chatham, MA
  New York, NY
• 2021-04-07 → 2021-11-08
  Transamerica Financial Advisors, Llc
  Braintree, MA
• 2014-09-16 → 2019-05-13
  Virtus Investment Advisers, Llc
  Boston, MA
  Hartford, CT
  Wellesley, MA
• 2005-05-12 → 2007-01-29
  The Colony Group, Llc
  Boston, MA
• 2006-06-27 → 2007-01-29
  Jeta Grove, Llc
  Boston, MA

Other Businesses

1. 6/24/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - North Chatham MA - OBA Start date: 06/05/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 6/24/2026 - RICHARD DAVIS N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - North Chatham MA - OBA Start date: 06/05/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 6/24/2026 - Chatham Paddle Tennis Association. - Non-Profit Board Member - NOT INV REL - North Chatham MA - OBA Start date: 10/01/2025 - 2 Hour(s)/Month – 0 Hour(s) During Trading 4. 6/24/2026 - Richard E Davis Marital Trust - Act in a Fiduciary Capacity - INV REL - North Chatham MA - OBA Start date: 01/17/2022 - 2 Hour(s)/Month – 0 Hour(s) During Trading 5. 6/24/2026 - Mercor - Outside/W-2 Employment - NOT INV REL - North Chatham MA - OBA Start date: 11/03/2025 - 80 Hour(s)/Month – 0 Hour(s) During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-06-11
• S65 Uniform Investment Adviser Law Examination
  1994-03-02

Designations

Other Names

• Richard Ros Davis
• Richard R Davis
• Dick Davis
• Richard R Davis Cfa
• Richard R Davis