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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-01-11 |
| CA | RA | APPROVED | 2000-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Redding | CA | 09/2006 | Present |
| Forcella Orchard | Palo Cedro | CA | 11/2016 | Present |
1. 9/1/2006 - FORCELLA WEALTH MANAGEMENT - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - TERM, LTC - TIME SPENT 1%. 2. 9/1/2006 - FORCELLA WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION - Term, LTC - 1% TIME SPENT. 3. 11/18/2007 - NO BUSINESS NAME - OTHER- FORCELLA WEALTH MGNT OFFICE - INV REL - AT REPORTED BUSINESS LOCATION - I HAVE BUILT AN OFFICE ON 1600 VICTOR AVE, REDDING , CA 96003 THAT I DO MY LPL BUSINESS OUT OF - TIME SPENT 0%. 4. 10/23/2015 - Forcella Orchard and Trees - OTHER-FARM - NOT INV REL - 22358 Mattison Lane, Palo Cedro, Ca 96073 - Peach Orchard attached to home property - OBA START: 1/1/2015 - 5 HRS PER MONTH/0 HRS DURING TRADING. 5. 8/14/2017 - Forcella Orchard - Not Investment Related - 22358 Mattison Lane, Palo Cedro, Ca 96073 - Other-Business Owner - Started 01/01/2017 - 6 Hours Per Month/1 Hour During Securities Trading. 6. 7/31/2019 - No Business Name - Investment Related - Home Based; Pawhuska, Ok; Redding, CA; Cottonwood, CA; and Palo Cedro, CA - Real Estate Rental - Started 01/01/1978 - 10 Hours Per Month/0 Hours During Securities Trading - Have 9 Rental homes and one Duplex, and 50% owner of a 9 space trailer park.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-16 |
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