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Leroy Philip Rachlin

Janney Montgomery Scott LLC

Toms River, NJ

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-08-02
TX RA APPROVED_RES 2017-06-22
PA RA APPROVED 2008-11-26
NJ RA APPROVED 2005-09-16
  • CO RA
    APPROVED
    Since 2022-08-02
  • TX RA
    APPROVED_RES
    Since 2017-06-22
  • PA RA
    APPROVED
    Since 2008-11-26
  • NJ RA
    APPROVED
    Since 2005-09-16

Branch Locations

780 Route 37 West Suite 130, Toms River, NJ 08753 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Toms River NJ 05/2015 01/2023
Janney Montgomery Scott Llc Toms River NJ 01/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-08
S63 Uniform Securities Agent State Law Examination 1983-09-06
  • S66 Uniform Combined State Law Examination
    2005-09-08
  • S63 Uniform Securities Agent State Law Examination
    1983-09-06
Other Names
  • Roy Rachlin

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · TOMS RIVER, NJ
MORGAN STANLEY · TOMS RIVER, NJ
COMMONWEALTH FINANCIAL NETWORK · Toms River, NJ
USI ADVISORS · Toms River, NJ
BANKERS LIFE ADVISORY SERVICES, INC. · Toms River, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TOMS RIVER, NJ
WEALTH QUARTERBACK LLC · TOMS RIVER, NJ
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