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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-23 |
Branch Locations
141 W Front St Ste 140, Red Bank, NJ 07701 • United States
Atlantic Highlands, NJ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Red Bank | NJ | 05/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Red Bank | NJ | 03/2020 | Present |
Outside Employment; We Shoot; n/a - Sales and Customer Service; ; 1955 Swarthmore Ave, , Lakewood, NJ, 8701; Not Investment-Related; 03/01/2021; 20 to 39 hours per month; 0 during trading hours. Other Business Activities; Lance Hubeny; CPR Instruction; 140 West Front Street, Red Bank NJ 07701, ,; Not Investment-Related; 05/07/2018; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-06 |
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