Stephen Gary Ross

Current Employers

Employment History

• 08/1999 → Present
  Heritage Financial Network, Inc.
  Omaha, NE
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Nashville, TN
• 11/2018 → Present
  Osaic Wealth, Inc.
  Omaha, NE

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Charleston, SC
  Omaha, NE
  Gold River, CA
  Nashville, TN
• 2002-08-21 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Omaha, NE
  Omaha, NE
  San Diego, CA
• 2000-04-10 → 2002-07-09
  Signator Investors, Inc.
  Omaha, NE

Other Businesses

1. HERITAGE FINANCIAL NETWORK, INC. POSITION: Financial Advisor NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/1999 ADDRESS: 6818 Grover Street, Suite 100, Omaha NE 68106, United States DESCRIPTION: Sales/ Marketing of securities, Investment Advisory and Insurance Products. 2. HERITAGE FINANCIAL NETWORK, INC. - FIXED INSURANCE POSITION: Broker NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 08/01/1999 ADDRESS: 6818 Grover Street, Suite 100, Suite 100, Omaha NE 68106, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-24
• S63 Uniform Securities Agent State Law Examination
  1990-08-31

Designations