Thomas Edmund Connors

Employer firm

Island Financial Advisors CRD 311662

$80.8M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers
• TAX PREPARATION

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 11/2017
  International Assets Advisory, Llc
  Toms River, NJ
• 11/2017 → 12/2017
  Great Lakes And Atlantic Wealth Management
  Charlotte, NC
• 07/2018 → 06/2022
  Red Oak Capital Management, Inc.
  Chicago, IL
• 01/2013 → 01/2022
  Island Financial Advisors
  Toms River, NJ
• 01/2022 → Present
  Island Financial Advisors
  Toms River, NJ

Previous Registrations

• 2018-09-07 → 2022-12-01
  Red Oak Capital Management, Inc.
  Toms River, NJ
  Oak Brook, IL
• 2016-06-17 → 2018-01-02
  International Assets Investment Management, Llc
  Toms River, NJ
  Orlando, FL
• 2012-09-24 → 2016-03-11
  First Allied Advisory Services, Inc.
  Toms River, NJ
• 2011-03-01 → 2012-07-19
  Asset & Financial Planning, Ltd
  Toms River, NJ

Other Businesses

1) ISLAND FINANCIAL ADVISORS non investment related,429 HOOPER AVENUE TOMS RIVER, NJ 08753 -tax preparation practice. President 08/2012-Seasonal February 1st thru April 15th - 50 hours per week during that time span devote 5 hours per day to this business during securities trading hours -I prepare tax returns 2. ISLAND FINANCIAL ADVISORS non investment related,429 HOOPER AVENUE TOMS RIVER, NJ 08753 insurance -fixed annuities, life insurance, self-employed - agent since 9/1993 - 5 hours per week 1/2 hr per day during securities trading hours - discuss insurance products with clients/ prospects. 3. ISLAND FINANCIAL ADVISORS non investment related,429 HOOPER AVENUE TOMS RIVER, NJ 08753 real estate owner 1/2013 1 hour per month - zero hours during securities trading hours - landlord.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-20
• S63 Uniform Securities Agent State Law Examination
  1984-04-26

Designations

• Certified Financial Planner